Fintedu, a KHDA-approved training institute, is pleased to offer specialized Anti Money Laundering (AML) training for auditors and accountants. This course is designed to provide comprehensive knowledge and practical insights into AML/CFT compliance specific to the auditing and accounting profession. Participants will gain a thorough understanding of their obligations and the steps necessary to ensure compliance.
Topics Covered -
Topic 1 : KYC-AML/CFT Compliance
- Understanding the principles and practices of Know Your Customer (KYC) and Anti-Money Laundering/Counter Financing of Terrorism (AML/CFT) compliance.
- Importance of KYC in preventing financial crimes.
- Procedures for conducting customer due diligence (CDD).
Topic 2 : Obligations for Auditors and Accountants
- Specific AML/CFT responsibilities for auditors and accountants.
- Identifying and mitigating risks associated with financial transactions and client activities.
- Reporting requirements and procedures for suspicious activities.
- Maintaining professional ethics while complying with AML regulations.
Topic 3 : UBO Guidelines and Implementation
- Guidelines on Ultimate Beneficial Ownership (UBO) and the importance of identifying beneficial owners.
- Practical steps for implementing UBO guidelines to ensure compliance.
- Case studies on UBO implementation and compliance challenges.
Course Structure -
- Mode: Online and self-paced
- Duration: Four hours of coursework
- Completion Time: Complete within eight weeks
- Assessment: 10-20 question final assessment
- Certification: Results and certificate available within 2-3 days upon completion
Suitable Audience -
This course is ideal for:
- Auditors and accountants seeking to enhance their knowledge of AML/CFT compliance.
- Compliance officers and managers in accounting and auditing firms.
- Financial advisors and consultants.
- Professionals responsible for implementing and maintaining AML/CFT measures in their organizations.
- Anyone interested in understanding the specific AML/CFT obligations for the auditing and accounting sectors.
Enroll Today and Ensure Compliance with AML Regulations!
TRAINERS
Amarjeet Singh
CA Amarjeet Singh is an experienced Compliance Manager specializing in risk management, sanctions, and AML/KYC processes. With over 10 years in the financial services industry, he excels in ensuring adherence to compliance standards, identifying suspicious activities, and improving operational performance.
Joseph Philip
CA Joseph Philip is a Fellow Member of ICAI and a Certified Auditor by the Ministry of Economy, UAE, with over 27 years of experience. He specializes in audit, business consultancy, due diligence, feasibility studies, and risk reviews across industries like manufacturing, real estate, and retail.
Maansi Garg
CA Maansi Garg has 15+ years of professional expertise in various areas of finance, with multiple fortune 500 companies. She holds CAMS certification, is a Chartered Global Management Accountant from CIMA (London), a Chartered Accountant (Member of Auditors and Accountants Association, UAE), Cost Accountant from ICWA, India, and an MBA (Finance). Maansi has supported various DNFBPS set up their AML compliance function and has held various compliance training sessions for them.
